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Crow Financial is a Registered Investment Advisor, and falls under the supervision and oversight of the U.S. Securities and Exchange Commission (SEC).  Under federal SEC oversight, every aspect of our business must be carried out in such a way that the client’s best interest is put above the company’s or any employee’s.

Crow Financial works for you and no one else.  One hundred percent of the revenue received by Crow Financial Advisors for investment management comes from client fees.  We do not have any cost-sharing arrangement with any mutual fund or brokerage. Any commission for buying or selling a security is paid by the client to the broker and included in the cost of the purchase or the proceeds of a sale. Crow Financial receives no portion of any trade commission from any broker or brokerage.

Crow Financial is not a broker.  We have discretionary authority over all the accounts we manage, meaning we are not required to obtain the client’s permission every time we want to buy or sell a security. We are not monitored by or affiliated with FINRA, the Financial Industry Regulatory Authority, or any insurance commission, because we do not engage in the sale of any investment products, insurance, annuities, or financial services for a sales commission.

 

 



 



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Thomas A. Crow, President  |  Albuquerque, NM          
Phone:  505.243.2281 (New Mexico) or 866.662.7738 (Toll-Free)  |  Email: 
info@crowfa.com

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